SEC Reporting & Compliance

At Pearson Butler, we have decades of experience serving individuals, businesses, and families across Utah in over a dozen practice areas. With more than thirty qualified legal professionals, we have the resources and experience needed to resolve even the most complex legal matters.

SEC Compliance Lawyers in Utah

Expertly Navigating SEC Reporting & Compliance Issues

Securities laws and regulations are a highly complicated and nuanced, requiring years of experience to effectively navigate through the complexities. Pearson Butler is seasoned in dealing with U.S. Securities and Exchange Commission (SEC) reporting and compliance, utilizing decades of securities law experience to ensure the full protection and assertion of each client’s rights and interests.

Find out how Pearson Butler can help ensure SEC compliance for you and your company. Call (800) 265-2314 today or contact the firm online.

SEC Compliance Services for Domestic & Foreign Clients

The securities law attorneys at Pearson Butler work closely with domestic and foreign corporate clients to implement and ensure compliance with a wide range of securities law matters, including:

  • Securities Act of 1993
  • Securities Exchange Act of 1934
  • Jumpstart Our Business Startups (JOBS) Act of 2012
  • Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
  • Investment Company Act of 1940
  • Investment Advisors Act of 1940
  • Trust Indenture Act of 1939
  • Sarbanes-Oxley Act of 2002
  • State securities regulation compliance

Pearson Butler also helps with corporate finance requirements such as financial filings, shareholder reports, and executive compensation disclosures, as well as disclosures and documentation for mergers and acquisitions.

Serving Clients Across Utah

The SEC’s purpose is to regulate the securities markets and protect investors. Any company issuing securities of any kind must ensure full compliance with all SEC regulations, or risk facing heavy fines and other penalties that could threaten their viability or entire existence.

The securities lawyers at Pearson Butler guide companies through legal and regulatory issues with professionalism and care, allowing them to concentrate on operating their businesses.

Call (800) 265-2314 to schedule a consultation today. Pearson Butler serves all of Utah.

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