Securities laws and regulations are a highly complicated and nuanced, requiring years of experience to effectively navigate through the complexities. Pearson Butler is seasoned in dealing with U.S. Securities and Exchange Commission (SEC) reporting and compliance, utilizing decades of securities law experience to ensure the full protection and assertion of each client’s rights and interests.
Find out how Pearson Butler can help ensure SEC compliance for you and your company. Call (800) 265-2314 today or contact the firm online.
SEC Compliance Services for Domestic & Foreign Clients
The securities law attorneys at Pearson Butler work closely with domestic and foreign corporate clients to implement and ensure compliance with a wide range of securities law matters, including:
- Securities Act of 1993
- Securities Exchange Act of 1934
- Jumpstart Our Business Startups (JOBS) Act of 2012
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
- Investment Company Act of 1940
- Investment Advisors Act of 1940
- Trust Indenture Act of 1939
- Sarbanes-Oxley Act of 2002
- State securities regulation compliance
Pearson Butler also helps with corporate finance requirements such as financial filings, shareholder reports, and executive compensation disclosures, as well as disclosures and documentation for mergers and acquisitions.
Serving clients from Utah County, Bountiful & South Jordan
The SEC’s purpose is to regulate the securities markets and protect investors. Any company issuing securities of any kind must ensure full compliance with all SEC regulations, or risk facing heavy fines and other penalties that could threaten their viability or entire existence.
The securities lawyers at Pearson Butler guide companies through legal and regulatory issues with professionalism and care, allowing them to concentrate on operating their businesses.
Call (800) 265-2314 to schedule a consultation today. From offices in South Jordan, Bountiful, and Utah County, Pearson Butler serves all of Utah.